Anti-Money Laundering
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Preventing money laundering and terrorist financing is an essential part of adhering to global finance laws and protecting your firm's reputation. Kroll provides industry-leading consulting to create effective anti-money laundering processes and controls, delivers comprehensive staff training on compliance, and acts on transactional risk.
How We Can Help
Kroll takes a proactive approach to anti-money laundering (AML) by meeting with clients to determine their level of compliance with existing anti-money laundering regulations. We work with you to:
- Understand your business and assess current procedures, helping you identify potential vulnerabilities
- Help you understand your requirements in relation to all AML and regulatory responsibilities, in order for you to be proactive about AML controls, designing programs which mitigate your vulnerabilities and reduce your threat level
- Create cross border AML compliance programs which meet global finance standards, industry best practice, and regulatory and legal requirements
- Develop effective staff training processes to help your people on the ground identify and deal with AML risks
Kroll can also provide business intelligence to monitor and assess transactions and relationships. We can screen global databases of high risk parties, and conduct due diligence investigations into customers, affiliates, intermediaries, vendors and employees.
If you do find suspicious transactions, or have issues with your regulator around anti-money laundering, we can help you verify documents and identities, uncover documents and track the flow of funds. Our investigators liaise with law enforcement and regulators, and establish procedures to put you back in good standing.
The Kroll Advantage
Kroll’s approach is comprehensive and proactive, enabling your business to protect itself by building a thorough knowledge of your business environment, customers, processes, risks and vulnerabilities. We use our substantial market expertise, legal know-how and practical experience to offer an end to end anti-money laundering solution.
Kroll has particular expertise in assisting hedge funds, foreign exchange and other alternative investment groups, whose compliance with anti-money laundering procedures and controls is increasingly being encouraged by industry authorities.
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Kroll investigation for major financial institution leads to more effective monitoring
Kroll conducted an internal inquiry on behalf of a major financial institution to understand the circumstances surrounding unreported Suspicious Activity Reports ("SARs"). Kroll’s examination involved a reconciliation of thousands of potentially reportable incidents and recommendations on whether or not to file SARs in the questioned circumstances. Kroll also made recommendations on restructuring the institution’s anti-money laundering and corporate security departments to more effectively monitor and investigate ongoing suspicious activity.
Read more Kroll case studies.
To discuss how we can help your organization, please contact one of our regional directors or find your nearest Kroll office.
| David Holley North America | +1 617 385 0517 | |
| Brian Stapleton Europe/Middle East/Africa | +44 207 029 5126 | |
| Tad Kageyama Asia | +852 2884 7725 |
