Join experts from Duff & Phelps Compliance and Regulatory Consulting team and Ropes & Gray LLP for a virtual roundtable highlighting SEC regulatory updates and examination priorities.
Topics of discussion will include:
- Focus areas of recent SEC exams
- Regulatory updates
- COVID-19 disruptions
Schedule: 1:00 p.m. – 2:00 p.m. (EST)
Speakers
- Chris Lombardy, Managing Director, Duff & Phelps
- Mike Scally, Director, Duff & Phelps
- Jason Brown, Partner, Ropes & Gray LLP
- Alyssa Clough Horton, Counsel, Ropes & Gray LLP
