Kroll Advisory Private Limited is a SEBI registered Category 1 merchant banker, enabling the company to provide fair opinions and a wider range of valuation services to listed companies.
Kroll Advisory Private Limited, formerly Duff & Phelps India Private limited (“KAPL”/ “the Company”)) is registered as a Category I Merchant Banker with the Securities & Exchange Board of India/SEBI. As a Merchant Banker, KAPL currently provides valuation and valuation-related advisory services in areas such as: business appraisal and consulting including valuation and analysis of business (equity / securities); financial instruments; and tangible and intangible assets.
Kroll Advisory Private Limited, formerly Duff & Phelps India Private limited (“KAPL”/ “the Company”)) is registered as a Category I Merchant Banker with the Securities & Exchange Board of India/SEBI. As a Merchant Banker, KAPL currently provides valuation and valuation-related advisory services in areas such as: business appraisal and consulting including valuation and analysis of business (equity / securities); financial instruments; and tangible and intangible assets, and is not offering the types of services specified under point 3 (3.1-3.8) of the SEBI’s circular for Publishing Investor Charter & Disclosure of Investor Complaints by Merchant Bankers dated 23 November 2021 (https://www.sebi.gov.in/legal/circulars/nov-2021/publishing-investor-charter-and-disclosure-of-complaints-by-merchant-bankers-on-their-websites_54147.html).
To read the investor charter, click here
Compliance Officer
Kroll Advisory Private Limited
Ms. Anu Fernandes
Phone: 022 6294 1286, +91 99678 88124
[email protected] – for compliance officer contacts.
[email protected] – for investor complaints
[email protected] – for regulatory communications
If not satisfied, the investor can also seek redressal of complaint through SCORES.
For SCORES Portal: Click https://www.scores.gov.in/scores/complaintRegister.html
SN |
Received from |
Pending as at the end of last month |
Received during the particular month |
Resolved during the particular month* |
Total Pending during the particular month # |
Pending complaints > 1 month |
Average Resolution timeAl (in days) |
|
1. |
Directly from investors |
NIL |
NIL |
NIL |
NIL |
NIL |
NIL |
|
2. |
SEBI (SCORES) |
NIL |
NIL |
NIL |
NIL |
NIL |
NIL |
|
3. |
Stock Exchanges (if applicable) – Not applicable |
N.A. |
N.A. |
N.A. |
N.A. |
N.A. |
N.A. |
|
4. |
Other sources (if any) |
NIL |
NIL |
NIL |
NIL |
NIL |
NIL |
|
5. |
Grand total |
Trend of disposal of complaints
SN |
Month |
Carried forward |
Received |
Resolved |
Pending at the end |
NIL |
Updated as on 2 August, 2024.