Prior to joining Kroll, Mike was the Global Head of AML Compliance for TD Bank Group. He joined TD 2013, initially as the Global Head of AML Operations and Chief Sanctions Officer, where he provided leadership, operational and strategic direction for TD’s Financial Intelligence Units. He later led the AML Advisory Team supporting Canadian personal and business banking sectors.
Mike began his financial services career in the Legal Department of Citibank’s Corporate Bank in New York, supporting Global Transaction Services businesses, with a focus on corporate cash management, correspondent banking and trade finance. Following the introduction of new U.S. AML legislation after the September 2001 terrorist attacks, his focus shifted to AML and sanctions. Mike’s previous roles also include Chief Compliance and BSA Officer for Rabobank International’s U.S. wholesale operations and Americas Regional Head of AML Compliance for ABN Amro Bank and Dresdner Bank. Additionally, he served as Managing Director at a U.S. risk advisory consulting firm, assisting international bank clients in developing and enhancing AML/sanctions governance and control processes.
