Zoë Newman
Regional Managing Director, EMEA and Global Co-Head of the Financial Investigations Practice
Investigations, Diligence and Compliance
London
Anti-Money Laundering
Kroll’s anti-money laundering (AML) solutions are designed to help minimize the risks associated with money laundering and other illicit activities and to ensure compliance through the development and management of ongoing compliance programs and processes.
Contact UsExplore Background Screening and Due Diligence
AML Policy, Program Design and Implementation
A money laundering prevention program is an essential element among the measures that financial institutions must implement to protect their operations and promote trust among their clients and partners. Kroll works with clients to design, implement, and refine comprehensive AML policies and procedures as well as establish an overarching compliance strategy and culture including firm-wide training on AML compliance that reflects the latest regulatory and enforcement trends and industry best practices.
AML Due Diligence
Complying with AML regulations requires taking a risk-based approach towards assessing the risks from doing business with customers and third parties. Kroll offers a broad spectrum of risk-based screening, monitoring, and due diligence solutions that suit the needs of AML compliance professionals. We provide tailored solutions commensurate with the level of risk involved, including: establishing policies, procedures and controls that are designed to detect and report instances of money laundering; client onboarding, and risk scoring; sanctions and negative news screening; monitoring; and open source public records research and enhanced due diligence on higher risk accounts.
Overflow and Outsourced Customer Identification and Verification
There are many advantages to outsourcing portions of your AML compliance program to Kroll. More and more, in-house compliance professionals are faced with internal financial pressures and resource constraints while looking to build an effective and robust AML program. Kroll can help supplement your existing efforts and provide CIP and due diligence solutions capabilities around the world.
Regulatory Investigations
Kroll conducts investigations into alleged violations of key AML legislation like the USA Patriot Act and the Bank Secrecy Act (BSA). This includes allegations of financial mismanagement such as money laundering, internal control lapses and other financial improprieties. Our unmatched investigative capabilities, worldwide presence and long-standing reputation for independence and integrity make us uniquely qualified to resolve regulatory concerns.
AML Remediation Services
Kroll helps clients expertly and efficiently resolve gaps and deficiencies in their AML compliance programs. We offer diligence remediation services to assist our clients with changes in the law and/or internal firm policies. Kroll also offers transactional remediation services, when clients may require a “look back” in order to evaluate in-house performance and compliance.
Developing an Advanced PEP Monitoring and Screening Framework
Developing an Advanced PEP Monitoring and Screening Framework
Discover how Kroll helped a client prevent financial crime by developing an advanced politically exposed persons (PEP) monitoring and screening framework and automated screening alerts review.
Unveiling a Corrupt Distribution Network through ABC Risk Assessments
Unveiling a Corrupt Distribution Network through ABC Risk Assessments
Discover how Kroll helped a commercial goods conglomerate avoid reputational and financial harm while also protecting the people, assets and value of its well-established brand.
Connect with Us
David Lewis
Managing Director and Global Head of Anti-Money Laundering (AML) Advisory
Investigations, Diligence and Compliance
Paris
Howard Cooper
Managing Director and Global Co-Head of the Financial Investigations Practice
Investigations, Diligence and Compliance
London
Kevin Braine
Managing Director and Global Head of Integrity Due Diligence
Investigations, Diligence and Compliance
London
Neil Goradia
Managing Director
Data Insights and Forensics
New York
Malin Nilsson
Managing Director
Financial Services Compliance and Regulation
Jersey
Rasoul Golparvar
Senior Director
Data Insights and Forensics
London
Maria Evstropova
Director
Financial Services Compliance and Regulation
London
Emanuel Batista
Managing Director
Investigations, Diligence and Compliance
Washington DC
Amanda Wood
Managing Director
Investigations, Diligence and Compliance
Sydney
Mariellen Davies-DeMarco
Regional Managing Director, Integrity Due Diligence, North America
Investigations, Diligence and Compliance
Washington DC
Tom Hollobone
Regional Managing Director, Integrity Due Diligence, EMEA
Investigations, Diligence and Compliance
London
Michael Watt
Regional Managing Director, Integrity Due Diligence, LATAM
Investigations, Diligence and Compliance
Due Diligence Wizard Tool
Determine which due diligence product best fits your needs.
Supply Chain Vendor Screening and Due Diligence Services
Identifying, assessing, mitigating and monitoring third-party risk in modern supply chains
Third Party and Vendor Screening
Supporting corporate third-party management programs to drive risk-based due diligence decisions.
From Detection to Prevention: The Evolution of Financial Crime Controls in the Evolving World of Consumer Duty
Financial Crime
From Detection to Prevention: The Evolution of Financial Crime Controls in the Evolving World of Consumer Duty
June 7, 2024
by Maria Evstropova, Matt Austen
Regulatory Updates
Major Decision by the Court of Justice of the European Union on Public Access to Information on Beneficial Ownership
December 12, 2022
by Maria Evstropova
Compliance Risk
2022 Anti-Bribery and Corruption Report
June 6, 2022
Compliance
Global Enforcement of Anti-Money Laundering Regulation: Shift in Focus
March 17, 2022
by Monique Melis, Maria Evstropova, Ken C. Joseph, Esq., Hannah Rossiter, Malin Nilsson, Aaron Weiss
The Challenge of Crypto and Financial Crime
The Challenge of Crypto and Financial Crime
There are a variety of risks that need to be considered in the case of crypto—market, regulatory and cyber risks to name a few.
Data as the Critical Factor in Fighting Financial Crime
There’s a saying attributed to W. Edwards Deming, the father of the mid-1980s quality movement: “In God we trust. All others must bring data.” It can hardly be truer than when applied to the challenge of fighting financial crime and the relevance of accessing the right data at the right time.
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