Kroll’s experts provide a broad range of services to financial institutions worldwide, supporting sell-side banks, brokers, buy-side asset, and wealth managers. We guide clients through every stage to minimize regulatory risks and enhance operational efficiency.
Our services are tailored to meet the unique needs of each client. We provide specialist support through ongoing advisory services or one-off thematic or event-driven reviews. Financial institutions, both regulated and unregulated, rely on our expert global teams for support throughout the business lifecycle, including domestic and cross-border assignments.
Our team provides specialized regulatory expertise in governance, risk and compliance to a wide array of financial institutions.
With a deep pool of talent, our industry experts provide tailored and relevant advice, leveraging their experience from leading financial institutions, regulators, and professional advisory firms.
Expert Team | Connected | Focused |
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Multidisciplinary professionals with extensive technical and industry experience. | Strong industry connections and insights across the globe. | Dedicated to delivering precise and relevant regulatory advice. |
From pivotal elections to advances in AI to heightened geopolitical tensions, the events of the past year have only amplified the challenges of fighting financial crime. Based on data from over 600 executives across the globe, provides insight to help leaders prepare for what’s next.
 | Private Equity Wire US Awards
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| Private Equity Wire US Private Credit Awards
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 | Hedgeweek US Emerging Manager Awards
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 | Private Equity Wire European Awards
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 | Private Equity Wire EU Emerging Manager Awards
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by Colleen Corwell, David Larsen
by Colleen Corwell, Chris Copley
by Monique Melis, Mark Turner, Sebastien Petsas, Matt Austen
by David Larsen
Identify and mitigate cybersecurity risks across the deal lifecycle and create fund value for investors.
Kroll works with regulators and firms around the world to deliver comprehensive skilled person reports, address risks and return to business as usual.
Kroll is a leader in performing regulatory and compliance reviews that complement the financial, commercial and legal M&A transaction due diligence process.
Kroll's expert compliance consulting team provides regulatory registration and licensing services taking the burden of regulatory requirements off business operators.
With expertise in diverse regulatory frameworks, including the FCA, the SEC, AMF, SFC, MAS and more, Kroll offers practical support, from initial authorization to ongoing compliance support.
Within our Regulatory Advisory and Assurance Services, we assist financial services firms in a range of engagements across our suite of subject matter expertise.
Kroll’s Financial Services Internal Audit practice has specialist teams with subject matter experts who help our clients properly manage their major risks. We provide value-adding ideas and solutions to help achieve your business objectives.
Kroll operates several regulated platforms designed for clients wishing to conduct investment advice, arrange deals or operate private funds or alternative investment funds via our UK regulatory hosting solution.
Automate routine compliance tasks and stay ahead of risk with Kroll’s regulatory expertise.
