Duff & Phelps’ Financial Services Compliance and Regulation team delivers markets regulation training for compliance and operations professionals on behalf of the London Stock Exchange Group’s technology platform UnaVista.
Over the coming months, our subject matter experts will be conducting the following half-day webicast training courses:
- Markets in Financial Instruments Regulation (MiFIR) Reporting – Foundation Course
- European Market Infrastructure Regulation (EMIR) Reporting – Foundation Course
- Securities Financing Transactions Regulation (SFTR) Reporting – Foundation Course
- Market Abuse Regulation (MAR) – Fundamentals Course
Please register directly with the LSE using the links provided above.
These interactive courses, which are for both new joiners and existing staff, provide a thorough grounding in the regulation and essential elements to meet the requirements. The three Reporting Foundation Courses are also CPD Certified and accredited by the Chartered Institute for Securities and Investment (CISI).
Cost: £300 + VAT per person
Duration: 9:00 a.m. – 1:00 p.m. (BST)
The webcasts will be held on the following dates:
MiFIR Transaction Reporting Foundation Course |
EMIR Reporting Foundation Course |
SFTR Reporting Foundation Course |
MAR Fundamentals Course |
7 August 2020 |
19 August 2020 |
28 August 2020 |
20 August 2020 |
26 August 2020 |
4 Septmeber 2020 |
9 September 2020 |
17 September 2020 |
8 September 2020 |
25 September 2020 |
2 October 2020 |
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21 September 2020 |
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