AMF and CSSF Regulatory Update—Fourth Quarter 2021
The Financial Services Compliance and Regulation practice of Kroll provides updates from the French financial regulator Autorité des marchés financiers (AMF) and Luxembourg’s Commission de Surveillance du Secteur Financier (CSSF) for asset managers during Q4 2021.
AMF Sanctions a Financial Investment Advice Company and Its Director for Breaches of Professional Obligations
Sustainable Finance Regulation: AFG Report on the Taxonomy Regulation and SFDR RTSs
AMF Publishes a Guide on Filing and Disseminating Regulated Information
AFG Publishes a Position Paper Calling for the Adoption of a Cross-Functional and Coordinated Approach to Financial and ESG Data Providers Operating in the EU
AMF, ASPIM and AFG Publish a Guide on the Application of Level 1 of the Taxonomy/Real Estate Fund Regulation
ESMA Publishes 2021 ESEF XBRL Taxonomy Files and ESEF Conformance Suite
The Paris Public Prosecutor’s Office, AMF, ACPR, and DGCCRF Actively Cooperate in the Fight against Financial Scams
11 ASPIM Proposals for the Non-Listed Real Estate Investment Sector
Statement on Transfer of Competences and Duties Relating to Certain DRSPs from NCAs to ESMA
ESMA Issues Statement on Supervision of the CO and DTO Following the Benchmark Transition
Report on Climate Issues: AMF Publishes Report Supporting Companies Preparing for Strengthening Regulatory Requirements
ESMA Updates Four Sets of Q&As
Transaction Settlement Discipline: Supervisory Approach to Implementation of CSDR Measures
ACPR and AMF Publish Report on the Climate Commitments of Market Actors
CSSF: Circular CSSF 21/785, Material IT Outsourcing
CSSF: Circular CSSF 21/786, FATF Statements (Repealing Circular CSSF 21/775 of July 5, 2021)
CSSF: FAQ on Virtual Assets
Taxonomy Regulation: Communication on Regulatory Requirements and Fast-Track Procedure
CSSF: 2021 Survey Related to the Fight Against ML/TF
CSSF: FAQ Concerning the Luxembourg Law of December 17, 2010, Relating to UCITS
CSSF: Publication of Circulars CSSF 21/788, 21/789 and 21/790 Concerning IFMs and UCIs
Financial Services Compliance and Regulation
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