Wed, Aug 10, 2022
AMF: Update of Its Doctrine on the Regime for Digital Asset Service Providers
European Supervisory Authorities (ESAs): Joint Report on the Withdrawal of Authorization for Serious Breaches of AML/CFT Rules
ESAs: Clarifications on the ESAs’ Draft RTS Under SFDR
AMF: Response to the European Commission’s Public Consultation on ESG Ratings
ESMA: Final Report on EMIR RTS on the Commodity Derivative Clearing Threshold
AFG: Response to the European Commission’s Public Consultation on ESG Ratings
ESMA: Update of Its Report on Trends, Risks and Vulnerabilities
FATF: Consolidated Assessment Ratings
AMF: Adoption of ESMA’s Guidelines on Suitability and Execution-Only Requirements Under MiFID II
EDPB: Proposition of a New Regulatory Framework on AML/CFT in Light of the GDPR
AMF: Assessment on Money Market Funds (MMF) Between March 31, 2020 and March 31, 2021
ACPR-AMF: 2021 Annual Report
European Commission: Publication of the European Pilot Regime Regulation Regarding Market Infrastructures on Blockchain Technology
AFG: 2021 Annual Report
AMF: Application of the EU Regulation on Short Selling
Council and European Parliament: Provisional Agreement on the Corporate Sustainability Reporting Directive (CSRD)
AFG: Response to the Targeted Consultation on Digital Euro
European Commission: Entry into force of the transitional regime of the PRIIPs Regulation for Undertakings for Collective Investment (UCIs)
ESMA: Results of Its Call for Evidence on ESG Ratings
France Invest: Annual Study on the Net Performance of Private Equity in France
Article 29 of the Energy and Climate Law Reporting
ESMA: Update of Q&As Regarding the Benchmark Regulation, ESMA Guidelines on Environment, Society, Governance (ESG), and Data Reporting Under MiFIR and SFTR
ESMA: Data Quality Report Under EMIR and SFTR Regulations
ESMA: Final Report on the Review of the EU Regulation on Short Selling
ESMA: Response to the Consultation of the European Commission on a Review of EMIR Regulation
European Commission: Adoption of Technical Standards Under Regulation on Sustainability-Related Disclosure in the Financial Sector
AMF: Summary of the SPOT Inspections on Bond Post-Trade Transparency
AMF: Ombudsman’s Annual Report
ACPR-AMF: Assessment of Marketing Practices Related to Online Financial Products
European Commission: Update of Its Q&A on EU Sanctions in the Context of the Russian-Ukrainian Crisis
Enforcement Committee of the AMF: EUR 150,000 Fine Against a Financial Investment Advisor (Conseiller En Investissement) and Its Manager for Breaching Their Professional Obligations
AMF: Fees and Contributions for 2022
AFG: Guide on Disclosure of New Gender Equality Requirements (Rixain Law)
ESMA: Recommendations to Improve Retail Investor Protection
CSSF: Update of Circular CSSF 21/769 on Governance and Security Requirements for Supervised Entities to Perform Tasks or Activities Through Telework
European Commission: Publication of the Delegation Regulation (Level 2) of SFDR
CSSF: Circular CSSF 22/806 on Outsourcing Arrangements
CSSF: Circular CSSF 22/810 on Investment Fund Marketing Notification Files
CSSF: Circular CSSF 22/811 on the Authorization and Organization of Entities Acting as UCI Administrators
End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.