Tue, Feb 28, 2017
Global Regulatory Outlook 2017: No Simple Exercise
Our fifth annual Global Regulatory Outlook (GRO) report aims to assist the global financial services industry with navigating the key regulatory and financial services developments in 2017.
Cybersecurity is a major area of focus for survey respondents. Rather than issue guidance, the SEC should issue specific requirements regarding cybersecurity. Registered investment advisers are uncertain as to how to implement certain aspects of their cybersecurity programs.
"The SEC's lack of specificity gives it the flexibility to evaluate each registered investment adviser's adherence to the guidelines independently….It seems that there is to be, for now, no definitive or official list of requirements that registered investment advisers can simply check off to claim compliance," as Adam Menkes, Director at Credit Suisse, explains.
Financial Services Compliance and Regulation
End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.
Cyber and Data Resilience
Incident response, digital forensics, breach notification, security strategy, managed security services, discovery solutions, security transformation.
