Thu, Aug 29, 2019

Regulatory Focus - August 2019

/en/our-team/jane-stoakes Jane Stoakes joined Kroll in January 2015 from Kinetic Partners.

Jane Stoakes

In this edition of Regulatory Focus, the experts in Duff & Phelps’ UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the Financial Conduct Authority (FCA) during July 2019.

Highlights include:

Duff & Phelps launches Senior Managers and Certification Regime (SM&CR) Toolkit
The European Securities and Markets Authority updates its EMIR Q&A
CSSF Brexit notifications
The FCA provides clarity on current crypto assets regulation
Supervisory and enforcement matters

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