Financial Compliance and Regulation Insights

Fri, Feb 16, 2018

Regulatory Focus - February 2018

/en/our-team/jane-stoakesJane Stoakes joined Kroll in January 2015 from Kinetic Partners.

Jane Stoakes

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In this edition of Regulatory Focus, Duff & Phelps provides a synopsis of the FCA's latest news and publications issued in Q4 2017. 

Highlights Include:

  • FCA statement on EU Withdrawal

  • European Commision proposes new prudential regime for MiFID II

  • Assessing the value of financial advice
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