Compliance
Global Enforcement of Anti-Money Laundering Regulation: Shift in Focus
March 17, 2022
by Monique Melis, Ken C. Joseph, Esq., Hannah Rossiter, Malin Nilsson, Aaron Weiss
Tue, Feb 15, 2022
Regulatory Focus - January 2022
In this edition of Regulatory Focus, Kroll's compliance experts round up key news and publications from the FCA during November 2021, December 2021 and January 2022.
- Changes to LIBOR from end of 2021
- Highlights of the FCA’s new approach in 2021
- FCA published policy statements on climate related disclosures
- FCA confirms new listing rules to boost growth and innovation on UK stock markets
- 2021 joint survey findings published by the FCA and practitioner panel
- FCA introduces a new consumer duty
- Bank fined for anti-money laundering failures
- Statement on supervision of commodity derivatives position limits
- FCA extends temporary measures for 10% depreciation notifications
- FCA publishes decision notice against hedge funds
- FCA recognizes revised FX global code and the global precious metals code
- FCA enters examination stage in the registration of first UK securitization repositories
- PS21/17: a new UK prudential regime for MiFID investment firms
- FCA sets out fees proposals for 2022/23
Financial Services Compliance and Regulation
End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.
Regulatory Advisory and Assurance Services
Within our Regulatory Advisory and Assurance Services, we assist financial services firms in a range of engagements across our suite of subject matter expertise.
Insights
Global Enforcement of Anti-Money Laundering Regulation: Shift in Focus
Regulatory Updates
Global Regulatory Pulse
December 3, 2024
by Colleen Corwell, Hannah Rossiter, Alasdair Putt, Eoin Devlin, Rose Kaufman, Dimitri Parraud, Ana D. Petrovic, Andrew Poole, Rajiv Philip, Gurpreet Kaur, Josh Parker, Karar Kadhim, Kyle Larson
Regulatory Updates
Transparent Commission Disclosure in Vehicle Finance Agreements: What Does Good Look Like?
December 3, 2024
by Monique Melis, Mark Turner, Sebastien Petsas, Matt Austen
Regulatory Updates
Navigating New Regulations: FinCEN’s AML/CFT Compliance Rule Mandates Elevated Standards for Investment Advisers
November 28, 2024
by Colleen Corwell, Yulia Kalk, Ginny Voos, Steven Hurwitz, Charbel Hajj
Kroll is headquartered in New York with offices around the world.
One World Trade Center
285 Fulton Street, 31st Floor
New York NY 10007
Sign up to receive periodic news, reports, and invitations from Kroll.
Our privacy policy describes how your data will be processed.
© 2024 Kroll, LLC. All rights reserved.
Kroll is not affiliated with Kroll Bond Rating Agency,
Kroll OnTrack Inc. or their affiliated businesses. Read more.