Sat, May 30, 2020
Regulatory Focus - June 2020
Voice
Regulatory Updates
Extension of SM&CR Implementation Periods for Solo-Regulated Firms
New Prudential Regime for UK Investment Firms
Update on Short Selling Restrictions
Are You Affected by the Securities Financing Transaction Regulation?
Brexit
FCA’s Response to COVID-19 and Brexit
Supervision
ESMA Promotes Convergence in the Supervision of Costs in UCITS and AIFS
Other
Firms' Handling of Complaints During COVID-19
EMIR Margin Requirements Amended in Response to the COVID-19 Outbreak
Update of Position Limits for Certain Commodity Derivative Contracts
Period to Cover Absent Senior Managers Extended Due to COVID-19
ESMA Extends Registrations of Four Trade Repositories to Include SFTR
Statement on How Firms Should Handle Post and Paper Documents
ESMA Supports ESRB Actions to Address COVID-Related Systemic Vulnerabilities
ESMA sees Potential Decoupling of Financial Market Performance and Underlying Economic Activity
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