Sat, May 30, 2020
Regulatory Focus - May 2020
The FCA has launched a daily email round-up of COVID-19 news and publications published on its website. Join the list to receive the daily update.
Voice
Compliance Challenges in a Remote Working World
Scam E-mails Purporting to Come From the FCA and the CIMA
COVID-19 Financial Resilience Survey
Supervisory
ESMA Publishes Guidance on Performance Fees in UCITS and Certain AIFs
ESMA Sets Out Supervisory Expectations on Publication of Investment Funds Reports
SM&CR and COVID-19: The FCA’s Expectation of Solo-Regulated Firms
Other
FCA Publishes 2020/21 Business Plan
FCA Expectations for Signatures Amid COVID-19 Restrictions
ESAs Consult on Environmental, Social and Governance Disclosure Rules
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