Colleen Corwell is a Managing Director and head of U.S. Compliance Consulting in the Financial Services Compliance and Regulation practice, based in New York. Colleen leverages more than 20 years of experience in assisting industry firms navigate complex regulations by serving as in-house and outsourced Chief Compliance Officer for more than 20 firms, including registered investment advisors, investment companies and broker-dealers.
Colleen Corwell is a Managing Director and head of U.S. Compliance Consulting in the Financial Services Compliance and Regulation practice, based in New York. Colleen leverages more than 20 years of experience in assisting industry firms navigate complex regulations by serving as in-house and outsourced Chief Compliance Officer for more than 20 firms, including registered investment advisors, investment companies and broker-dealers.
Prior to joining Kroll, Colleen worked as a Consultant at ACA, where she advised both small and large firms, including Fortune 500 companies on complex regulations. Before that, she held the title of Managing Director at Foreside Financial. Colleen has also held senior-level positions at Alaric Compliance, Ameriprise, Capital One and ING, and she was on the advisory board for BasisCode.
Further, Colleen has been the lead on numerous SEC and FINRA examinations and has a deep knowledge of a wide range of investment products, including private equity, private credit and real estate funds, registered investment companies, business development companies, private placements and retail asset management products.
Colleen holds a B.A. from The College of William and Mary. She also has an MBA from Touro University. Colleen has also completed the Corporate Governance Program at The Wharton School, University of Pennsylvania. She holds FINRA Series 7, 24, 55, 63, 79 and 99 registrations and the Certified Anti-Money Laundering Specialist (CAMS) certification.
Colleen was the Head Coach of the Division I Women’s Soccer Team at American University in Washington, D.C. and she is currently a yoga teacher in New York City.
Financial Services Compliance and Regulation
End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.
Compliance and Regulation
End-to-end governance, advisory and monitorship solutions to detect, mitigate and remediate security, legal, compliance and regulatory risk.
