Lynne Carreiro

Lynne Carreiro is a Managing Director in the Financial Services Compliance and Regulation practice, based in Boston. Lynne leverages over 20 years of regulatory compliance experience, guiding executives in establishing and maintaining regulatory compliance programs in accordance with U.S. federal securities laws.

Prior to joining Kroll, Lynne served as a Managing Director at IQ-EQ and ACA Group, where she assisted investment advisers with the development and maintenance of their compliance programs, with a specific focus on multijurisdictional registrants. Lynne began her career in 2000 as a Regulator with the Boston Regional Office of the U. S. Securities and Exchange Commission.

Lynne has written several published articles, most recently in Private Equity Law Report titled, “IFI Global Survey Identifies Trends in Offshore Domiciliation and Fund Structuring Among U.S. Managers”. Her article was also published in Journal of Securities Operations & Custody titled, “Bringing the Cloud Back to Earth: Compliance, Operational and Security Considerations.”

Lynne is also a frequent public speaker both in the U.S. and the UK on SEC regulatory issues and cross-border implications and leads Kroll’s client-facing and internal training efforts.

Lynne holds a B.A. in political science and international relations from Trinity College (now Trinity Washington University). She also holds a J.D. from the Vermont Law School. She was admitted to the Massachusetts Bar.



Financial Services Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.

Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate and remediate security, legal, compliance and regulatory risk.

U.S. Financial Services Compliance and Regulation

Navigate the ever-changing U.S. financial regulatory environment with confidence. Kroll provides unparalleled expertise in SEC, FINRA, NFA and CFTC regulations, helping clients mitigate risks, maintain current compliance programs and confidently overcome regulatory challenges.