Global Enforcement of Anti-Money Laundering Regulation: Shift in Focus
by Monique Melis, Maria Evstropova, Ken C. Joseph, Esq., Hannah Rossiter, Malin Nilsson, Aaron Weiss
![Global Enforcement of Anti-Money Laundering Regulation: Shift in Focus | Kroll](https://media-cdn.kroll.com/jssmedia/kroll/images/publications/thumbnails/global-enforcement-review.png?mw=1080)
Fri, Jul 23, 2021
When do Senior Managers have to be Certified and Reported as Directory Persons?
FCA Changes Process for Firms Wishing to Change their Legal Status
Fake Emails Purporting to Come from the FCA
Second Consultation on New Prudential Regime for UK Investment Firms
Levelling the Playing Field: Innovation in the Service of Consumers and the Market
Compliance, Culture and Evolving Regulatory Expectations
Changes to UK MiFID’s Conduct and Organizational Requirements
The FCA and Practitioner Panel Joint Survey for 2021 Launches
Regulation for a Different World
FCA Fines Firm for Serious Financial Crime-Control Failings in Relation to Cum/Ex Trading
Financial Services Regulatory Initiatives Grid
FCA Launches Consultation on Long-term Asset Fund (LTAF), Designed to Invest in Efficient Long-Term Illiquid Assets, and Works on Liquidity Mismatch in Open-Ended Property Funds
FCA and Bank of England Statement on LIBOR Transition
The Rise in Scams and the Threat to a Legitimate Financial Services Industry
All Reporting Firms Moved to FCA’s New Data Collection Platform RegData
FCA Publishes A Consultation Paper on the Use of its New Powers Under the Benchmarks Regulation to Facilitate LIBOR’s Wind Down
Man Charged for Carrying Out Regulated Activities Without Authorization
Firms Should Ensure that Permissions are Reviewed Regularly
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by Monique Melis, Maria Evstropova, Ken C. Joseph, Esq., Hannah Rossiter, Malin Nilsson, Aaron Weiss
by Sebastien Petsas, Richard Taylor, Ana Lizarazo Cabrales
by Maria Evstropova, Matt Austen