Regulatory Advisory and Assurance Services

In an era of increasing regulatory scrutiny, Kroll stands as a premier provider of Regulatory Advisory and Assurance Services to the financial services industry. Our award-winning team helps clients navigate complex regulatory landscapes, offering tailored solutions from governance and risk management to financial crime prevention and investment compliance.

Governance, Board Effectiveness and Senior Management Obligations

In an evolving regulatory landscape, effective governance is crucial to manage risks and meet regulatory challenges. Our global team of experts helps firms optimize governance arrangements, enhance risk management and promote sustainable growth. Working with diverse institutions, our dedicated professionals have an in-depth understanding of the global regulated financial services sector, ensuring we are well-placed to provide industry expertise and pragmatic advice for financial services’ compliance.

The governance services we offer at Kroll are fully bespoke and tailored to the needs of the businesses we work with. Whether you need assistance in designing governance frameworks or assessing the effectiveness of existing arrangements, at either the global or local level, our team of regulatory specialists can provide expert insight.

Whether it is providing training to senior leadership or aligning reporting frameworks, we regularly provide governance services in tandem with our other regulatory service offerings due to the integral part governance plays in managing regulatory risk for firms.

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