We achieve this by developing, implementing and managing their compliance and regulatory programs. Our teams have a strong track record of assisting firms with licencing projects in the Dubai International Finance Centre (DIFC) with the Dubai Financial Services Authority (DFSA), as well as in the Abu Dhabi Global Market (ADGM) with the Financial Services Regulatory Authority (FSRA) in the UAE. The team has also worked on applications and projects with the Central Bank of UAE, Securities and Commodities Authority (SCA) and Virtual Assets Regulatory Authority (VARA).
We provide solutions that help firms meet their day-to-day compliance needs and deal with growing challenges:
Advice on specific regulatory issues and help in communication with the regulator, provided by senior consultants
As digital systems become more interdependent, the consequences can be far-reaching as we are seeing now. Learn how Kroll can help.
by Colleen Corwell, Hannah Rossiter, Alasdair Putt, Eoin Devlin, Rose Kaufman, Dimitri Parraud, Ana D. Petrovic, Andrew Poole, Rajiv Philip, Gurpreet Kaur, Josh Parker, Karar Kadhim, Kyle Larson
by Aaron Weiss, Colleen Corwell, Hannah Rossiter, Eoin Devlin, Rose Kaufman, Ana D. Petrovic, Andrew Poole, Alasdair Putt, Josh Parker, Rajiv Philip, Amrita Michael
End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.
Navigate the ever-changing U.S. financial regulatory environment with confidence. Kroll provides unparalleled expertise in SEC, FINRA, NFA and CFTC regulations, helping clients mitigate risks, maintain current compliance programs and confidently overcome regulatory challenges.
The UK regulatory landscape is constantly evolving, with new Financial Conduct Authority (FCA) initiatives introduced and working practices regularly updated at a European level.
